Investor Resources

FINRA

• FINRA is dedicated to protecting the investing public.
• http://www.finra.org/
• SIPC Securities Investor Protection Corporation
• https://www.sipc.org/
• Telephone: (202) 371-8300
• For Investors
• https://www.finra.org/investors/
• Check out your Broker with Brokercheck
• http://brokercheck.finra.org

Option Clearing Corporation

• Options Education
• https://www.theocc.com/Company-Information/Investor-Education

SEC

• The Securities and Exchange Commission aims to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.
• http://www.sec.gov/
• Seniors investing
• http://www.sec.gov/investor/seniors.shtml